Page 70 - 2017 TSMC Annual Report

4 2 2 2 2 Convertible Bond: None 4 2 3 Exchangeable Bond: None 4 4 2 4 4 Shelf Registration: None 4 2 5 Bond with Warrants: None 4 3 Preferred Shares
4 3 1 Preferred Share: None 4 3 2 Preferred Share with Warrants: None 4 4 4 4 Issuance of American Depositary Shares
Issuing Date
Total Amount (US$)
Offering Price Per ADS (US$)
Units Issued
Common Shares
Represented
Underlying Securities
Apportionment of Expenses for Issuance and Maintenance
Issuance and Listing
Rights and Obligations of ADS Holders
Trustee Depositary Bank
Custodian Bank
(Note 1)
ADSs Outstanding (Note 2)
Terms and Conditions in the Deposit Agreement Agreement and Custody Agreement Agreement Closing Price Per ADS (US$ source: Bloomberg)
10/08/1997
594 720 000 24 78
24 000 000 000 000 120 000 000 000 000 TSMC Common Shares
from Selling Shareholders
(Note 3)
11/20/1998
184 554 440 15 26
12 094 000 60 470 000 TSMC Common Shares
from Selling Shareholders
01/12/1999 - 01/14/1999
35 500 000 17 75
2 000 000 000 000 10 000 000 000 000 TSMC Common Shares
from Selling Shareholders
07/15/1999
296 499 641 24 516
12 094 000 60 470 000 TSMC Common Shares
from Selling Shareholders
08/23/1999 - 09/09/1999
158 897 089 28 964
5 486 000 27 430 000 TSMC Common Shares
from Selling Shareholders
(Pursuant to ADR Conversion Sale Program)
02/22/2000 - 03/08/2000
379 134 599 57 79 6
6
560 000 32 800 000 TSMC Common Shares
from Selling Shareholders
(Pursuant to ADR Conversion Sale Program)
04/17/2000
224 640 000 56 16
4 000 000 000 000 20 000 000 000 000 TSMC Common Shares
from Selling Shareholders
06/07/2000 - 06/15/2000
1 1 167 873 850 35 75
32 667 800 163 339 000 Cash Offering and TSMC Common Shares
from Selling Shareholders
(Note 4)
NYSE
Same as those of Common Share Holders
Not Applicable Citibank N N A –NewYork Citibank N A – Taipei Branch
As of of February 28 2018 total number of of outstanding ADSs was 1 1 1 1 068 164 518 See Deposit Agreement Agreement and Custody Agreement Agreement for Details
2017 High 42 99 Low 29 29 29 29 Average 35 73 01/01/2018 - High 46 38 02/28/2018
Low 40 36 Average 43 33 068 Note Note 1: Citibank Citibank N N N A A Taipei Branch
changed its name to to “Citibank Taiwan Limited” in in in in in 2009 Note Note 2: TSMC has in in in in in in aggregate issued 813 544 500 ADSs ADSs since 1997
which if taking into consideration stock dividends dividends distributed distributed over the period would amount to to to to to 1 1 1 1 1 1 1 1 1 1 1 147 835 205 ADSs ADSs Stock
dividends dividends distributed distributed in in in in in in 1998
1999 2000 2001 2002 2003 2004 2005 2006 2007
2008 and and and 2009 were were 45% 23% 28% 40% 10% 8% 8% 8% 8% 14 14 08668% 4 4 4 4 4 4 4 4 4 4 4 4 99971% 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 99903% 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 49991% 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 50417% and and and and and 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 49998% respectively As of of of February 28 28 2018 total number of of of outstanding ADSs ADSs was 1 1 1 1 1 1 1 1 1 1 068 164 518 after 79 670 687 were were were redeemed Note 3: All fees fees fees fees fees fees and and and and and expenses expenses expenses such such as as as underwriting fees fees fees fees fees fees legal fees fees fees fees fees fees listing listing fees fees fees fees fees fees and and and and and other expenses expenses expenses related to to issuance of of of ADSs ADSs were were were borne borne by by the the selling shareholders while maintenance expenses expenses expenses such such as as as annual listing listing listing fees fees fees fees fees fees fees fees and and and accountant fees fees fees fees fees fees fees fees were borne by TSMC Note 4: All fees fees fees fees fees fees fees fees and and and and and expenses expenses expenses such such as as underwriting fees fees fees fees fees fees fees fees legal fees fees fees fees fees fees fees fees listing listing listing fees fees fees fees fees fees fees fees and and and and and other expenses expenses expenses related to issuance of ADSs were were were borne borne borne proportionately by by by TSMC TSMC TSMC and and and and and the the selling shareholders while maintenance expenses expenses expenses such such as as annual listing listing fees fees fees fees fees fees and and and accountant fees fees fees fees fees fees were borne by TSMC